The Tempest

 

Front Page Course themes Members Schedule Taming Shrew Henry V Much Ado Hamlet King Lear Antony & Cleopatra Winter's Tale The Tempest Dance General links Background material Essays U. of A. library English Dept. Instructor

Absence of mothers - The New World and Caliban - governance - illusion and reality -
The Tempest as the theatre of the world itself
- links - film - music


Giorgione The Tempest c. 1508
Oil on canvas 82 x 73 cm (32 1/4 x 28 3/4 in.) Accademia, Venice
A Renaissance tempest
source

We have looked at The Tempest as the summation of Shakespeare's theatrical experience, following the course themes. Such an approach does not cover all the possibilities inherent in this complex and masterful play, but does draw many threads together. It was Shakespeare's last play written on his own, and for me at least, because of the complexity of its ideas, their universal nature (whatever particulars there may be), and the extraordinary theatrical balance and unity, it is the single most satisfying play ever written.

The notes here concentrate on the particular aspects discussed in the class.

Absence of mothers

Yet again mothers are missing - there is no mention of Ferdinand's mother, and Miranda has had no mother since near birth.

The New World and Caliban

Undoubtedly, in the figure of Caliban we see a reflection of the knowledge of the new, distant, overseas lands Europeans were exploring and settling, wherever the island may be ostensibly set. For confirmation, Shakespeare half-quotes from Montaigne's essay Of Cannibals, which discusses Brazilian Indians.

However, it is worth noting that there is no actual evidence that Shakespeare is thinking specifically of the New World. The only place-name mentions are of Algiers (where Sycorax seems to have come from) and the Bermudas, where Ariel was once sent to fetch dew. The island is generic, and in this sense Caliban is, too, standing for the concept of the peoples Europeans met on their explorations.

It is also all too easy to imagine that somehow the discovery of indigenous peoples in the Americas and elsewhere had just happened, and American indigenous peoples were the only ones of notice - a bias to be found in commentators (especially American commentators, obsessed with the sins of colonialism) as well as students.

The first African captives from south of the Sahara were taken back to Lisbon in 1441. The Portuguese had set up posts in Sumatra by 1513, and established themselves in Goa (on the Indian coast) in 1520, the year Magellan recorded a reference to a Patagonian god Setebos (Caliban's 'dam's god'.). By 1610, the Spanish treasure galleons had been plying the Atlantic to and from central and South America for 107 years, the British, through the East India Company, were established in the Far East, and the Ottoman empire had also explored and expanded eastwards. Lisbon had a large African slave population.

Thus non-Europeans (or people of non-Mediterannean origins, since once again one must not forget the Ottoman empire) were certainly not unknown to Europe by 1610. One can, though, perceive an increased interest, exemplified by Montaigne, in natives from those areas without a recognizable civilization, who lived off the land in what was seen as a semi-natural state, and who were to lead to Rousseau's concept of the 'noble savage'. The very recent start of colonialization in North America (Jamestown, Irigina, 1607, Quebec, 1608), and the bringing back of North American 'savages' accelerated this trend.

Thus around the figure of Caliban we see a number of features that probably reflected the attitudes of the day toward such different humans (and vice versa):

bullet Trinculo and Stephano initially think Caliban is not human at all, but a monster
bullet Trinculo wants to take him back to exhibit him in a 'freak-show'
bullet Stephano wants to take him back to sell him to nobility, as a similar, if more civilized, trophy
bullet He smells (=he smells different)
bullet He is expected to do all the menial work
bullet He is thought of as stupid, lazy, savage, untrustworthy, oversexed, without morals, deceptive, thieving, ugly, and will rape your daughter
bullet Caliban initially thinks Trinculo and Stephano are gods (as indeed happened)
bullet Caliban has never tasted alcohol before, and gets very easily drunk

It is interesting to see that this could be a catalogue of subsequent European attitudes to North American natives and Afro-American slaves.

However, it should be noted that all these are views of Caliban are held by characters in the play, and Shakespeare's attitude to him is much more complex and equivocal. Three elements in particular mollify the perceptive audience's (if not the character's) view of Caliban:

  1. Caliban has easily the most beautiful and poetic language in the play (before Prospero's final speeches).

    Be not afeard; the isle is full of noises,
    Sounds and sweet airs, that give delight and hurt not.
    Sometimes a thousand twangling instruments
    Will hum about mine ears, and sometime voices
    That, if I then had waked after long sleep,
    Will make me sleep again: and then, in dreaming,
    The clouds methought would open and show riches
    Ready to drop upon me that, when I waked, I cried to dream again. (III.2.130-138)

    is not the speech of an completely unsympathetic brute, and Shakespeare seems to be aware (in a way that now seems very modern) of Caliban's knowledge of and care for what we would call the ecology of the island. This is the purer, elemental side of the 'wilderness' theme in Shakespeare.

  2. Shakespeare as playwright doesn't seem to take sides on the issue of the original ownership of the island (see below, governance). It is difficult not to notice that Caliban does seem hard done by, and that Prospero does treat him very harshly.
  3. There is a  usually unnoticed anomaly in the story about Caliban trying to rape Miranda.  The only evidence we have for it is that Prospero thinks he tried to. Caliban's riposte is equivocal, and quite natural in the circumstances - of course he would, if he could, people the island with little Calibans/Mirandas, since that (until the arrival of the ships) seems the only way humankind will continue on the island, and he also needs successors to his supplanted ruling of the island. The surprising thing is that Miranda, at  Act I scene 2, lines 354-365, does not take up the allusion at all, but defends herself and accuses Caliban on all sorts of other grounds, almost as if she is feeling guilty about this incident. Indeed, one wonders whether she might not have led Caliban on (after all, she then had no possibility of knowing anyone else), and one wonders, when she reacts with such awe at the sight of all the other men, quite how that marriage with Ferdinand will fare.
     

 


Miranda and Caliban
A painting by James Ward (1769-1859)
source

 

 

 

 

 

 

 

 

 

 

 

 


Paul Falconer Poole. A Scene from the Tempest, 1856
Oil on canvas, 35 x 38.5 inches. The Forbes Magazine Collection, New York.
source


George Romney.
Emily Hart as Miranda, 1785-1786. source

 

Governance - course theme

In The Tempest Shakespeare yet again explores the question of governance, and many of the themes of governance in earlier plays return here. The differences, or new elements, are:

bullet The setting is now a self-contained unit, the island, divorced from any outside influence In this, the rational, intellectual elements of earlier plays - what we have called 'the urban' - become fused with what we have called 'the wilderness'. Moreover, the Age of Reason is not that far away, taming the wildness of the wilderness: both the wild savage (Caliban) and the spirit of the forces of nature (Ariel and the spirits). It is no coincidence that Prospero needs his book to control the forces of nature - it may be the book of the alchemist/sorcerer, but it is also the book of the age of reason.
bullet There is a new problem of governance: the take-over of lands not merely beyond the purview of the state/city-state, but beyond the purview of Europe itself. Shakespeare doesn't provide any solution (how could he? No complete solution has ever really been found), but nor does he seem to assign the right to the island solely to Prospero. Some sympathy for Caliban's position as usurped ruler remains (except that Caliban's mother was clearly herself a usurper), or perhaps to put it more accurately, some discomfort at Prospero's position as usurper. (I am reminded of the Spanish Church in Central and South America in the early Spanish colonial period, often deeply concerned about the treatment of indigenous peoples, in contrast to the grandees intent on creating wealth).
bullet Almost everyone has a go at being ruler. Indeed, although it is not immediately obvious on reading or seeing the play (there is too much else going on) this ambition is easily the overriding passion in the play:
- Prospero rules over the island, and also wants his Dukedom back
- Antonio is the Duke of Milan but wants Naples as well
- Alonso is King of Naples
- Ferdinand thinks he is King of Naples
- Gonzalo wants to rule a utopia
- Caliban wants the isle, his by right, back
- Trinculo and Stephano have ambitions to rule the island.
 

Otherwise, the governance themes fall into general areas:
bullet Prospero is the epitome of the God-like ruler, fulfilling the criteria of the Renaissance ruler:
"unscrupulous in diplomacy, yet deeply concerned for the welfare of the state; passionately ambitious for his dynasty, yet aware of the needs of his country; scholarly, remote, and dedicated to the pursuit of power"(1)
(This concept was to a certain extent becoming out of date, as the notion of the Divine Right of Kings gathered strength). What we would see as his less laudable side (from his deception and treatment of Ferdinand, to his punishments of Caliban, to his continuously unfulfilled promise - until the end - to set Ariel free) would, in this context, be the necessities of such a ruler.
bullet Gonzalo puts forward the idealistic view of the state, taken from Montaigne:

Gonzalo I' the commonwealth I would by contraries
Execute all things; for no kind of traffic
Would I admit; no name of magistrate;
Letters should not be known; riches, poverty,
And use of service, none; contract, succession,
Bourn, bound of land, tilth, vineyard, none;
No use of metal, corn, or wine, or oil;
No occupation; all men idle, all;
And women too, but innocent and pure;
No sovereignty;--

Sebastian Yet he would be king on't.
Antonio The latter end of his commonwealth forgets the
beginning.

Gonzalo All things in common nature should produce
Without sweat or endeavour: treason, felony,
Sword, pike, knife, gun, or need of any engine,
Would I not have; but nature should bring forth,
Of its own kind, all foison, all abundance,
To feed my innocent people.

Sebastian No marrying 'mong his subjects?
Antonio None, man; all idle: whores and knaves.
Gonzalo I would with such perfection govern, sir,
To excel the golden age.

 
bullet Sebastian and Antonio represent that Renaissance Italian tradition of taking the state by murder and force.
bullet Conflicts can be potentially solved by dynastic marriages (Ferdinand/Naples - Miranda/Milan)
 

However, the ending is ambiguous. Does Prospero renounce his Dukedom? Does Caliban remain to rule the island?

 

Illusion and reality

“There are many things that seem to exist and have their being, and yet they are nothing more than a name and an appearance”
Quevedo, end of 16th Century

The duality between the spirit and the flesh, between the dream and reality, that co-exist but (like the 'urban' and the 'wilderness', or intellect and nature), which was such a preoccupation with 16th Century and early 17th Century Europe, culminates in The Tempest (the other great expression of this theme is Cervantes' Don Quixote, first published in 1605, and in English translation in two parts in 1612 and 1620).

bullet We have already seen an advance treatment of the blurring of illusion and reality in The Winter’s Tale, but there the split is sharp, between the Greek tragedy model before 3.2, and the Fairy Tale model after 3.3, rather oddly joined together in an Ovidian metamorphosis at the end.
bullet Here Shakespeare solves the problem by the very nature of the island:
Like the islands of the newly explored world, is it illusion or reality to someone back in Europe who has no opportunity of visiting such a place?

There a a number of obvious elements of illusion, deception, and incorrect assumptions:

bullet Ariel and the spirits and the goddesses of the masque – if not illusions, certainly not of our reality
bullet Trunculo and Stephano think Caliban is a monster
bullet Caliban thinks they are gods
bullet Everyone thinks they are dreaming
bullet Almost everyone thinks Prospero (who should be dead) is some kind of vision, as Prospero himself points out:
Prospero: I perceive these lords
At this encounter do so much admire
That they devour their reason and scarce think
Their eyes do offices of truth, their words
Are natural breath: but, howsoe'er you have
Been justled from your senses, know for certain
That I am Prospero.

 

As for deception:

bullet Ariel regularly deceives, usually through music
bullet Trunculo and Stephano try to deceive everyone
bullet Antonio and Sebastian try to deceive their master
bullet Prospero, in a sense, deceives everyone, or at least tricks them

And there are other symbols of transformation connected with illusion and reality:

The tempest:

bulletThe tempest that opens the play is a symbol of transformation
bulletIt is combined with another symbol of transformation – the sea
bulletNote also the name of the play!

Sleep:

bulletMiranda sleeps at the beginning of the play
bulletAntonio and Sebastian stay awake while everyone else sleeps (and thus seem to have the opportunity for murder)
bulletProspero, according to Caliban, takes an afternoon nap – again, the opportunity to murder him
bulletThe boatswain and the crew sleep.

Dream:

bulletThe Boatswain thinks it is like a dream, at the end of the play:
Boatswain If I did think, sir, I were well awake,
I'ld strive to tell you. We were dead of sleep,
And--how we know not--all clapp'd under hatches;
Where but even now with strange and several noises
Of roaring, shrieking, howling, jingling chains,
And more diversity of sounds, all horrible,
We were awaked; straightway, at liberty;
Where we, in all her trim, freshly beheld
Our royal, good and gallant ship, our master
Capering to eye her: on a trice, so please you,

Even in a dream, were we divided from them
And were brought moping hither.
bulletThe illusion of the island is encapsulated in Caliban’s dream – while the others think the island is itself a dream, Caliban dreams to get away from his status on the island:
Caliban Be not afeard; the isle is full of noises,
Sounds and sweet airs, that give delight and hurt not.
Sometimes a thousand twangling instruments
Will hum about mine ears, and sometime voices
That, if I then had waked after long sleep,
Will make me sleep again: and then, in dreaming,
The clouds methought would open and show riches
Ready to drop upon me that, when I waked, I cried to dream again.

Music:

bulletMusic is always an agent of change or soothing – the reason for this is the concept that music represented harmony in all its senses. Here this concept is combined with the illusion of the spirits of the island, for regularly the hearers don’t know where the music is coming from. The effect of this magic or mystical music is summarized by Ferdinand:

Ferdinand Where should this music be? i' the air or the earth?
It sounds no more: and sure, it waits upon
Some god o' the island. Sitting on a bank,
Weeping again the king my father's wreck,
This music crept by me upon the waters,
Allaying both their fury and my passion
With its sweet air: thence I have follow'd it,
Or it hath drawn me rather. But 'tis gone.
No, it begins again.
bullet 
 

 

 


Henry J. Townsend. Ariel.
Steel engraving, approximately 10.5 x 6 inches, by C. W. Sharpe. The engraving is from Charles Knight's two-volume Imperial Edition of The Works of Shakespere (London: Virtue and Company, 1873-76).
source

Typical of the Victorian preoccupation with fairies.

 

 

 

 

 

 

 

 

 

Another very Victorian view is provided by James Ward's Miranda and Caliban, now in the Royal Shakespeare Theatre Collection at Stratford-upon-Avon. source


John W. Waterhouse. Miranda, 1916.
 Oil on canvas, 18 x 23.5 inches. Christie's, London.
A wonderful depiction of a scene that is only reported in the play
source

 

The Tempest as the theatre of the world itself

Amid the illusions on the island, there is another illusion in The Tempest, for the island is itself and illusion.

Its O is the O, the round of the theatre, the Globe, in which the original audiences were, and it is the O, the round of the globe, that is the world itself, and the illusion that you, the audience, are in reality is the illusion of the theatre, and the illusion that you, inhabitors of this earth, are in reality, is the illusion of the world itself.

Here, in the O of the Globe that is the theatre, is Prospero, the great stage-manager, directing the illusion of events in the island, but directing the illusion of the events in the theatre, so that the two are inseparable:

Prospero: You do look, my son, in a moved sort,
As if you were dismay'd: be cheerful, sir.
Our revels now are ended. These our actors,
As I foretold you, were all spirits and
Are melted into air, into thin air:
And, like the baseless fabric of this vision,
The cloud-capp'd towers, the gorgeous palaces,
The solemn temples, the great globe itself,
Ye all which it inherit, shall dissolve
And, like this insubstantial pageant faded,
Leave not a rack behind. We are such stuff
As dreams are made on, and our little life
Is rounded with a sleep. Sir, I am vex'd;
Bear with my weakness; my, brain is troubled:
Be not disturb'd with my infirmity:
If you be pleased, retire into my cell
And there repose: a turn or two I'll walk,
To still my beating mind.

In such a situation you, the audience, the world, reality and illusion are inseparable. The play becomes a metaphor for the theatre itself, and one realises that Prospero is not merely the stage-manager, he stands for Shakespeare himself, summing it all up and laying down his pen, his final play a summation of the world he has both created and been created by. As sson as one sees Prospero as Shakespeare, his final speeches take on a different cast:

Prospero Ye elves of hills, brooks, standing lakes and groves,
And ye that on the sands with printless foot
Do chase the ebbing Neptune and do fly him
When he comes back; you demi-puppets that
By moonshine do the green sour ringlets make,
Whereof the ewe not bites, and you whose pastime
Is to make midnight mushrooms, that rejoice
To hear the solemn curfew; by whose aid,
Weak masters though ye be, I have bedimm'd
The noontide sun, call'd forth the mutinous winds,
And 'twixt the green sea and the azured vault
Set roaring war: to the dread rattling thunder
Have I given fire and rifted Jove's stout oak
With his own bolt; the strong-based promontory
Have I made shake and by the spurs pluck'd up
The pine and cedar: graves at my command
Have waked their sleepers, oped, and let 'em forth
By my so potent art. But this rough magic
I here abjure, and, when I have required
Some heavenly music, which even now I do,
To work mine end upon their senses that
This airy charm is for, I'll break my staff,
Bury it certain fathoms in the earth,
And deeper than did ever plummet sound
I'll drown my book.

until one arrives at the end of the play, and Prospero's marvellous epilogue. Imagine it is Shakespeare talking about himself, breaking the staff of his magic of creating illusion that is the theatre:

Prospero Now my charms are all o'erthrown,
And what strength I have's mine own,
Which is most faint: now, 'tis true,
I must be here confined by you,
Or sent to Naples. Let me not,
Since I have my dukedom got
And pardon'd the deceiver, dwell
In this bare island by your spell;
But release me from my bands
With the help of your good hands:
Gentle breath of yours my sails
Must fill, or else my project fails,
Which was to please. Now I want
Spirits to enforce, art to enchant,
And my ending is despair,
Unless I be relieved by prayer,
Which pierces so that it assaults
Mercy itself and frees all faults.
As you from crimes would pardon'd be,
Let your indulgence set me free.

 

top Absence of mothers - The New World and Caliban - governance - illusion and reality -
The Tempest as the theatre of the world itself
- links - film - music

Links
 
I can find no good general  web sites on The Tempest.
If anyone can fill this gap,
let me know.
Sources Montaigne, Michael de. Of Cannibals Source for Gonzalo's utopia speech (II.1.147-154). Opens in new window. Click on links at teh bottom of the page for more Montaigne essays
Essays Moore, P. The Tempest and the Bermuda Shipwreck of 1609
 
A useful essay looking at the possible influence of this true story on The Tempest. This article first appeared in the Summer 1996 Shakespeare Oxford Newsletter. [note: as I think the Earl of Oxford was 'Shakespeare', the writing of the play would pre-date this event - thus I agree with the conclusion of this article MM.]
  Beck, B. Shakespeare's The Tempest, A Jungian Interpretation
 
For a straight-forward Jungian interpretation of the play by Barry Beck, click on the link on the left.
  Prospero's Isle Site with student essays (and instreuctor corrections!) - take a look and see what equivalent
Film notes The Tempest has not fared well on film. Most are adaptations that stray far from Shakespeare. Go for the John Gorrie TV production for a general version of the play, and Peter Greenaway's adaptation for a really interest and thought-provoking film.
   
bullet John Gorrie's 1979 made-for-television version with a strong British Shakespearean cast, including Michael Hordern as Prospero, Nigel Hawthorne as Stephano, Pippa Guard as Miranda, and Warren Clarke as Caliban, with a score by Sir William Walton. Safe general recommendation.
  Peter Greenaway's idiosyncratic adaptation of the play, with John Gielgud as Prospero and Isabelle Pasco as Miranda. Well worth seeing, with a great score by Michael Nyman.
 
  Derek Jarman's 1979 adaptation of the play, with Heathcote Williams as Prospero, Jack Birkett as Caliban, and Toyah Willcox as Miranda. Jarman uses the material as the basis for a homosexual metaphor, most notably in the Prospero/Caliban relationship.
  Directed by Jack Bender, "This [1998] adaptation of the classic Shakespearean tale of an exiled ruler who happens to be a very powerful magician is set in a pre-Civil War Mississippi bayou, with the main characters as powerful slaveowners instead of heads-of-state." (All Movie Guide). Stars Peter Fonda as Gideon Prosper (sic) and Katherine Heigl as Miranda.
   
bulletWilliam Woodman's 1985 version of The Tempest retells it in a modern setting, with an aging architect and his daughter coming to live on a Greek island.
Music The Tempest may not have fared well in films, but it has inspired some very fine music, from the 1600s onwards.
  Songs  
  Opera There is a 1986 version of The Tempest by Lee Hoiby, to a libretto by Mark Shulgasser, fine if you think opera should exist in the past, but not if you think a modern opera should be a modern opera.
 

1) Plumb, J.H. The Horizon Book of the Renaissance. New York: American Heritage Publishing. 1961. p.174 return to quote

 

top Absence of mothers - The New World and Caliban - governance - illusion and reality -
The Tempest as the theatre of the world itself
- links - film - music

 

© 2002/2003/2004/2005/2006 Mark Morris and members of the class. If you have questions or comments about this web site, contact Mark Morris
Last updated: May 09, 2006.

© 2002/2003/2004/2005/2006 Mark Morris and members of the class. If you have questions or comments about this web site, contact Mark Morris
Last updated: May 09, 2006.